Lawyers for Registering FCA Appointed Representative
Expert Legal Advice for FCA Authorised Appointed Representatives
FCA Authorised Appointed Representative Legal Service
Using a special form we draft for you, and then see to the execution of, an FCA authorised entity appoints as their agent an unregulated third-party.
We then register that appointment with the FCA, which results in the third party obtaining their own FCA registration number.
How long will it take?
The process should take about 10 days in total.
Money Matters
The FCA Authorised Appointed Representative Legal Service is for firms that want to perform regulated financial activities in the UK without going through the direct, costly, and lengthy authorisation process with the Financial Conduct Authority (FCA). Instead, the service helps an unregulated business become an “Appointed Representative” (AR) of an already FCA-authorised firm (the “principal”).
FCA Authorised Appointed Representative Appointment (£432)
For our FCA Authorised Appointed Representative form draft and execution service
Your supplier is unregulated Mounteney Legal Services Limited, that does not charge VAT
There is more info about our fees here
If you have any questions, require any further information, or would like to engage us on the T&Cs linked Our Terms in the footer below, please don’t hesitate to Contact Us.
Contact our FCA Authorised Appointed Representative Solicitors
If you are looking to become an FCA Authorised Appointed Representative or need advice on appointing one for your business, Mounteney Solicitors is here to guide you through the process with clear, practical legal support. Working within the Financial Conduct Authority’s framework can be difficult, but our experienced Financial Solicitor team will help you understand your obligations and ensure all agreements and registrations are properly in place.
Whether you are a principal firm wanting to appoint representatives, or an individual or company seeking appointment under an existing authorisation, we explain the responsibilities involved, draft robust agreements and handle the necessary submissions to the FCA. As a leading firm of solicitors in Stockport, our goal is to help you remain compliant, avoid regulatory pitfalls and operate with confidence.
You can get in touch with us by phone, send an enquiry online or visit one of our offices in Bramhall, Cheadle, Hazel Grove or Heald Green. We support businesses and professionals throughout Stockport, Manchester and Cheshire, including Wilmslow, Altrincham, Knutsford and Didsbury, and we are happy to offer virtual consultations for clients across England and Wales.
Contact Mounteney Solicitors today to discuss your Authorised Appointed Representative arrangements and benefit from expert legal advice tailored to your regulatory needs.
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