FCA Authorised Person Legal Services

Elliot Hillier

Solicitor
Heald Green, 0161 283 6573
Get in Touch
Mounteney Solicitors and Conveyancers Cheadle
Mounteney Solicitors and Conveyancers Cheadle
4.8
Based on 69 reviews
See all reviewsWrite a review
monica garvey
monica garvey
1721901797
Would highly recommend these solicitors. Katie went above and beyond to facilitate an efficient and speedy service. Excellent.
Aaron Yeganeh
Aaron Yeganeh
1720798815
I have used the conveyancing services of Anna Beavers at Mounteney Solicitors for several properties, and as have my parents. Anna is super professional and overall a great firm with fantastic customer management skills, and a real sense that Anna and the whole team is working to your best interests as a client. As I say, I am a repeat customer and have recommended the firm to several friends too.
Integrate Hearing
Integrate Hearing
1720767141
I’ve used this solicitors a few times now for both business and personal matters. The team are really approachable and Anna and Amy have been great! Can’t recommend enough and glad to have had the support through a house move and taking on a commercial lease.
Glenn Colville
Glenn Colville
1720638855
I had the delight of having Anna work for us and she did a great job. Highly recommended
Judith Clements
Judith Clements
1720102310
Amanda and Katie were friendly, professional and very thorough in their handling of my sale and purchase of property. Altogether as a team of solicitors I was pleasantly surprised at their patience and availablity.
Matt
Matt
1719996736
Having to sell a house after a bereavement is always going to be hard but Katie Reade at Mountney Solicitors made the whole thing effortless. She was always there if I needed anything and was just superb. I wouldn't hesitate in recommending her to anyone needing conveyancing services. Thanks Katie
js_loader

Make An Enquiry

£330 p.a.

Description

Any FCA authorised entity must appoint an Authorised Person to act as primary liaison with the regulator. Acting as an FCA Authorised person (in FCA jargon, discharging an SMF29 role) can be an administratively onerous role for many reasons, not least the peculiar language the regulator adopts, and the multiplicity of obscure IT systems they require you to operate. For these reasons many authorized firms prefer to have an expert as their Authorised Person / SMF29.

By this service one of our experts will hold appointment as your FCA liaison officer, including making your regulatory returns

How long will it take?

We don’t generally do anything for new clients until our process of client retention has concluded – this involves agreeing the scope of what we are doing for the price (our terms are below), setting-up our client record (that includes ID checks), and producing the bill (payment in advance is required for all new clients).

Acting as your authorised person is an on-going appointment; the original appointment is typically made on registration – but an application after registration normally takes the FCA about a week to process.

Money Matters

Your supplier is unregulated Mounteney Legal Services Limited, that does not charge VAT

We charge £330 per year

There is more about our fees on our website here

If you have any questions, require any further information, or would like to engage us (that will be on the T’s & C’s that are linked, “Our Terms”, in the footer, below) please don’t hesitate to Contact Us.